The Protected Practice

You don't have to figure this out on your own

You know your practice better than anyone. But you may not know whether it's protected from compliance risk.

That's where I come in.

I bring more than 30 years of experience in compliance, governance, regulatory oversight and risk management to help you see the risks that may be difficult to see from inside your own practice and determine what deserves your attention.

You show me how your practice works. I'll guide you through identifying and prioritizing your risks.

Then we'll work together to build practical ways to manage them.

How The Protected Practice works

1. Show me how your practice works

I'll guide you through a practical review of your practice to uncover where you may be exposed and determine which risks matter most.

2. Work with me to build practical systems

I'll guide you through building practical systems to manage your highest-priority risks that fit the way your practice actually operates.

3. Learn a simple way to manage risk going forward

I'll show you a practical way to identify and manage new compliance risks as your practice and the regulatory environment change.

What you'll have after 90 days

A clear picture of your compliance risk

Know where you're exposed and which risks matter most.

Practical systems for your highest-priority risks

Have practical ways to manage the risks that deserve your attention.

A way to manage new risks going forward

Know how to identify and manage compliance risk as things change.

Who The Protected Practice is for

The Protected Practice may be right for you if you've built a successful advisory practice and:

·  you're not sure where your most important compliance risks are

·  your practice has changed and you're not sure your compliance has kept pace

·  too much compliance still depends on you personally

·  you're doing a lot of compliance work but aren't sure you're focusing on the things that matter most

·  you want a better way to manage compliance without adding more work

·  you want to be better prepared as your practice and regulatory requirements change

This isn't an audit, course or template library. I won't simply identify problems and leave you to fix them yourself. We'll work together to address the risks that matter most.

Our time together is a private, independent and confidential engagement.

Want to see if The Protected Practice is right for you?

Let's have a conversation about your practice. If it looks like we're a good fit, we can talk about what working together would look like.